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Previously he led the built up of the Chinese and Asian business of RHI AG, a worldwide leading supplier of refractory materials, living in China and Singapore at this time.Dr Peter Podesser holds a Master’s degree in commercial sciences from the Vienna University of Economics and Business (WU), where he also completed his doctorate. Photo: Winson Wong Julia Leung Fung-yee, Deputy Chief Executive Officer of the Securities and Futures Commission (SFC) during the 9th Annual Pan Asian Regulatory Summit in Hong Kong on9 … �w�Opv�`�

He manages all aspects of the SFC Home Loan Center and has in depth knowledge of all mortgage products available to home buyers and for home loan refinancing. The SFC is made up of a board whose members are appointed by the Chief Executive of Hong Kong for a fixed term, a majority of which must be independent Non-Executive Directors. After joining SFC, he was appointed Sales Director of the entire SFC Group, playing a major part in the development of the group’s industrial and defence business in the domain of off-grid energy solutions.Hans Pol has a degree in electrical engineering. The Securities and Futures Commission (SFC) has prohibited Mr Shiu Kin Keung, Sammy1 (Shiu), former chief executive officer, executive director and responsible officer (RO) of China Rise Securities Asset Management Company Limited (China Rise), from doing all or any of the following in relation to any If the applicant cannot satisfy the HKMA in this regard, the consent, if granted in due course, will be subject to the condition that the applicant cannot act as a sole EO of the RI in relation to codes-related matters. By continuing to browse the site, you are agreeing to our use of cookies. The re-appointment is for a term of three years, from October 1, 2020, to September 30, 2023.

the Chief Executive, an Alternate Chief Executive, or a Director.If an individual applies to be an EO for Type 6 regulated activity and intends to give advice on matters falling within the ambit of the Codes on Takeovers and Mergers and Share Repurchases ("codes-related matters"), he must satisfy the HKMA that he has sufficient experience in this area. Within 7 business days. RI. All rights reserved. To receive email alerts of new vacancies please register your details on our website.. Find out more about us and the work that we do.. SFC collects your personal information to assess your suitability for any advertised post and to meet our legal requirements as an employer. For this purpose, the HKMA will take into account the views of the SFC. EO Executive Officer LC Licensed Corporation LR Licensed Representative RI Registered Institution RO Responsible Officer SFC Securities and Futures Commission SP Sponsor Principal SSH(C) Corporate Substantial Shareholder SSH(I) Individual Substantial Shareholder 1.2 Icons Icon Description Addition Change/Amend Cancel/Delete He speaks German, English, French, Spanish and Portuguese.Daniel Saxena has been Chief Financial Officer (CFO) and Member of the Management Board of SFC Energy AG since July 1, 2020. Chief Operating Officer & Executive Vice President. You should pay attention to this letter if it is the intention of your institution to become a RI.As mentioned in my letter of 5 July 2002, sections 71C to 71E of the revised Banking Ordinance (BO) introduce new requirements in respect of EOs. Prior to this, Daniel Saxena spent more than ten years in various positions in the M&A and corporate finance divisions of global investment banks in Europe and the USA. Within 7 business days. With over 45,000 systems sold, SFC is today the market leader of fuel cells to safety and industrial markets, as well as for leisure applications. Regulatory objectives; Who we regulate; How we function » Regulatory approach » Regulatory tools » Public consultation Organisational chart . This may arise if, say, Type 6 (advising on corporate finance) and Type 9 (asset management) regulated activities are supervised by the same individual at the same time.

h�tP�N�0���� ���i�J(!Qj8���;B��v`�. As one of the co-founders and managing directors of the PBF Group, which he founded from a management buy-out, he led the company to sustainable, profitable growth. In particular, certain changes require the prior approval of the SFC.

In other words, the EOs for each regulated activity should be the relevant individuals in the highest rank according to the RI's internal ranking.

You may also find the relevant enquiry hotline and email address there. Daniel Saxena holds a Master of Business Administration and studied at the EBS University of Economics and Law, Oestrich-Winkel and at the Ecole Supérieure de Commerce, Dijon.As COO, Hans Pol is responsible for the international sales of the industrial and oil & gas market. In such case, the RI must appoint at least one other EO (who is not subject to this condition) to Assessment of an applicant's sufficiency of authorityAs a general guideline, if any of the individuals responsible for directly supervising the conduct of a regulated activity is the Chief Executive, an Alternate Chief Executive, or a Director of a RI, the HKMA would expect such individual to be appointed as an EO.

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