code of conduct intermediaries

Our objective is that the Code will, together with other CODE OF CONDUCT FOR INTEMEDIARIES INCLUDING CONSULTANTS / AGENTS/ BUSINESS PARTNERS / VENDORS At L&T VALVES LTD, we believe that sustainability is essential component of our business operations. The Hong Kong Insurance Authority has published the new Code of Conduct for Licensed Insurance Agents (Agents' Code) and Code of Conduct for Licensed Insurance Brokers (Brokers' Code) (collectively, the Codes).A two-month public consultation on the Codes was conducted in early 2019 and the Insurance Authority has issued the Codes together with the consultation conclusions. The Private Health Insurance Intermediaries Code of Conduct (“Code”) is a self-regulatory code to promote honest, informed and transparent relationships between Private Health Insurance Intermediaries and consumers. Clyde & Co LLP is a limited liability partnership registered in England and Wales. The material/information provided in this Website is for the limited purposes of information only for the investors. The Insurance Authority noted that such difference between the Codes does not mean "lower" standards but merely reflects the different roles which licensed insurance agencies and broker companies perform. As an engineering and construction conglomerate we purchase raw materials, fuels, finished and semi‐ finished goods and services

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As the commencement of the new regulatory regime fast approaches, insurance intermediaries and insurers should be mindful of the requirements in the Codes and ensure they have proper controls and procedures in place as soon as possible to ensure compliance by 1 January 2020 at the latest.For advice on any compliance-related issues ahead of the regulatory regime change or as it beds-down, please contact Sign up to receive email updates straight to your inbox! Model Code of Conduct for the marketing intermediaries is a code of conduct for adoption by LIC Housing Finance Ltd., (hereinafter referred to as “the Company”) in respect of the Direct Selling Agents “DSAs”, Home Loan Agents “HLAs”, Customer The information and data contained in this Website do not constitute distribution, an offer to buy or sell or solicitation of an offer to buy or sell any Schemes/Units of Tata Mutual Fund, securities or financial instruments in any jurisdiction in which such distribution, sale or offer is not authorised. Welcome to the Private Health Insurance Intermediaries Association PHIIA is the key representative body of professional agents, brokers and intermediaries for the health insurance industry. Adhere to SEBI Mutual Fund Regulations and guidelines issued from time to time related to distributors, selling, Authorised and regulated by the Solicitors Regulation Authority.The Hong Kong Insurance Authority has published the new The Codes will take effect immediately upon commencement of the new statutory regulatory regime for insurance intermediaries on 23 September 2019. In particular, the information herein is not for distribution and does not constitute an offer to buy or sell or solicitation of an offer to buy or sell any Schemes/Units of Tata Mutual Fund, securities or financial instruments to any person in the United States of America Currently, the funds of TATA Mutual Fund have not been registered under the United States Securities Act of 1933 (the 'Securities Act') or under the securities laws of any state and the funds have not been registered under the Investment Company Act of 1940 (the 'Investment Company Act') of the United States.

Subscribe to our email newsletter to receive updatesMutual Fund investments are subject to market risks, read all scheme related documents carefully. The Insurance Authority emphasised in the consultation conclusions that section IX in the final-form Codes sets the baseline standards and practices for corporate governance which all licensed insurance intermediaries should meet, irrespective of the regulated activities carried on. The Insurance Authority noted in the consultation conclusions that the Codes cannot be exhaustive as insurance intermediaries also need to abide by relevant laws and guidelines with specific requirements for particular classes of business or insurance products.Respondents generally agreed that the Codes should set out requirements for the governance, controls and procedures that a licensed insurance intermediary should adopt.

Suggestions were made that requirements for licensed insurance agencies / broker companies should vary according to their size and / or scope of work. 1/2 This Code of Conduct defi nes the basic requirements placed on Suppliers and Third Party Intermediaries of Siemens Gamesa Renewable Energy (SGRE) Group of Companies concerning their responsibilities towards their stakeholders and the environment.

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